instrumentation
- Also called:
- orchestration
- Key People:
- Hector Berlioz
- Related Topics:
- musical composition
- arrangement
- orchestration
- transcription
instrumentation, in music, arrangement or composition for instruments. Most authorities make little distinction between the words instrumentation and orchestration. Both deal with musical instruments and their capabilities of producing various timbres or colours. Orchestration is somewhat the narrower term, since it is frequently used to describe the art of instrumentation as related to the symphony orchestra. Instrumentation, therefore, is the art of combining instruments in any sort of musical composition, including such diverse elements as the numerous combinations used in chamber groups, jazz bands, rock ensembles, ensembles employing chorus, symphonic bands, and, of course, the symphony orchestra. Included under this designation are the various instrumental groups that play non-Western music, such as the gamelan orchestras of Bali and Java and the traditional ensembles of India, Africa, East Asia, and the Middle East. (For treatment of the instruments themselves, see the articles musical instrument, percussion instrument, stringed instrument, keyboard instrument, wind instrument, and electronic instrument.)
In Western music there are many standard or traditional groups. Although there is great variability, depending on the composer and the era, a modern symphony orchestra often comprises the following instruments:
1. Woodwinds: three flutes, piccolo, three oboes, English horn (cor anglais), three clarinets, bass clarinet, three bassoons, contrabassoon (double bassoon).
2. Brass: four trumpets, four or five horns, three trombones, tuba.
3. Strings: two harps, first and second violins, violas, violoncellos, double basses.

4. Percussion: four timpani (played by one player), several other instruments (shared by a group of players).
The orchestra has arrived at this complement through centuries of evolution; the present size is needed to perform music from the Baroque, Classical, and Romantic, periods, as well as the varied repertoires that followed.
The various sections, with the exception of percussion, divide themselves in somewhat the same manner as a choir. The woodwinds, for example, divide into flutes (sopranos), oboes (altos), clarinets (tenors), and bassoons (basses), although this distinction must be greatly qualified. Instrumental range is larger than vocal range, and the clarinets of an orchestra may play higher than the flutes in a woodwind passage.
The standard instrumental groups of Western chamber music include the string quartet (two violins, viola, and violoncello), the woodwind quintet (flute, oboe, clarinet, horn, and bassoon), the combinations employed in sonatas (one wind or stringed instrument with piano), and the brass quintet (frequently two trumpets, horn, trombone, and tuba). In addition to these standard groups there are, however, hundreds of other possible combinations.
Other groups that deserve mention are those used in popular music. The dance band, popular in the 1930s and 1940s, consisted of five saxophones, four trumpets, four trombones, double bass, piano, guitar, and drums. The basic rock ensemble consists of two electric guitars, electric bass, electronic keyboard, drums, and frequently one or more singers. The concert band, which is particularly popular in North America, consists of mixed wind and percussion players totalling from about 40 to well beyond 100 players.
The music of the non-Western world is most frequently performed by groups of chamber music size. In this category would fall the music played by the Javanese gamelan orchestra (consisting mainly of tuned gongs and other metal instruments), Japanese gagaku music (performed on flutes, mouth organs, lutes, drums, and gongs), and Chinese music (with a traceable history of about 4,000 years) consisting of sacred, folk, chamber, and operatic music.
Types of instrumentation
The approach to the art of instrumentation is naturally greatly influenced by the type of group for which the composer is writing. A string quartet or a group of brass instruments, for instance, cannot be treated in the same manner as a symphony orchestra. In general, the larger and more diverse the instrumental group, the more colouristic possibilities it presents to the composer. The smaller instrumental groups often have a sound character of their own, and the composer is challenged to find new and interesting ways to deal with this limitation.
The symphony orchestra has had definite traditions in relation to orchestration. The composer of the 18th century was likely to use the orchestral instruments at least part of the time in the following manner: the flutes doubling the same part as the first violins (frequently the melody); the oboes doubling the second violins or the first violins in octaves; the clarinets (by the end of the century) doubling the violas; and the bassoons doubling the violoncellos and double basses. Horns were often used as harmonic “filler” and in conjunction with every section of the orchestra because of their ability to blend easily with both stringed and wind instruments.
These traditional doublings were not so often used in the orchestration of the 19th and 20th centuries because of the great improvement in the making of wind instruments and their consequent ability to function in a solo capacity. Wind instruments became used more and more for colouring; the flutes, for instance, were noted for their bright tone quality and great technical agility, the clarinets for all the aforementioned qualities, and the bassoons for their special tone quality. Brass instruments had to await the development of valves, which increased greatly the musical proficiency of brass players and overcame previous typecasting of these instruments as bugles and hunting horns.
String techniques
The string quartet has long been considered one of the greatest challenges to the composer because the contrast to be achieved by changing from one type of instrument when writing for a full orchestra is simply not available. The composer has had to rely on varying timbres to be arrived at by different playing techniques, such as pizzicato (plucking the strings), tremolo (the quick reiteration of the same tone), sul ponticello (bowing near the bridge of the instrument), sul tasto (bowing on the fingerboard), the use of harmonics (dividing the string in such a way as to produce a high flutelike tone), col legno (striking the strings with the wood of the bow), and many special bowing techniques.
Wind techniques
Special playing techniques also can alter the timbres of wind instruments. For instance, on many, tremolos can be played on two different notes. Some wind instruments—and the flute is particularly agile in this respect—can produce harmonics. Flutter tonguing (produced by a rapid rolling movement of the tongue) is possible on most wind instruments; so are many other tonguing techniques that affect the quality of sound in orchestration.
Muting
The string mute is a device that softens the tone of the instrument. Muting is also used by brass instruments, particularly the trumpet and trombone, a development that took place in 20th-century popular music and then came into common use in all types of music. Mutes—of which there are various kinds—provide the trumpet and trombone with a different tone colour. Mutes on woodwind instruments have been experimented with, but the results have not been satisfactory.
Percussion instrumentation
Percussion instruments became a favourite source of colour in the 20th century, in both the concert and popular fields. Instruments from all over the world are now commonly available and are divided into two categories: of definite and of indefinite pitch. The former include the xylophone, marimba, vibraphone, glockenspiel, timpani, and chimes. Instruments of indefinite pitch exist by the hundreds. Some of the more common ones are the snare drum, tenor drum, tom-tom, bass drum, bongos, Latin American timbales, many types of cymbals, maracas, claves, triangles, gongs, and temple blocks.
The availability of these instruments and the great improvement in percussion playing has resulted in an enormous increase in the number of compositions for percussion instruments. The percussion ensemble, a group of from four to eight players, is a type of chamber group that began its existence only in the 20th century, particularly since the late 1940s. One of the interesting features of such an ensemble is that each player in it is capable of playing many instruments. An ensemble of four players, for instance, can easily handle 25 or 30 instruments, once again showing the rich palette available in a single composition.
Keyboard instrumentation
Since the 17th century, keyboard instruments have played an important role in orchestration. Those commonly available today are the harpsichord, celesta, organ (both pipe and electronic), and electric piano, in addition to the instrument for which most of the standard literature has been written—the piano. Keyboard instruments vary greatly in the manner in which they produce a sound: the harpsichord has quills that pluck the strings; the piano has hammers that strike the strings; the celesta has hammers that strike a metal bar; the pipe organ sends air through a pipe; the electronic organ employs electronic oscillators to produce its sound. The resulting colours are naturally very different.
The piano, with its wide range (more than seven octaves), has been used in conjunction with virtually every instrument and instrumental combination. In the 18th century it gradually replaced the harpsichord as the common keyboard instrument because of the piano’s ability to alter dynamics rapidly and its ability to sustain sounds. There is a vast amount of literature for the piano as the accompanying instrument in sonatas, partly because the piano can function as a “one-person orchestra.” Many composers of the 20th century discovered facets of the piano that had been previously ignored. The inside of the grand piano is a harplike body that has presented many new possibilities to the composer, such as the “prepared” piano. To prepare a piano, objects such as bolts, pennies, and erasers are inserted between the strings, thus producing many different sounds. The piano strings can be plucked or played with percussion mallets and can produce harmonics in the manner of non-keyboard stringed instruments, much to the dismay of piano tuners and traditional pianists.
Electronic instrumentation
The electric piano is one of a number of instruments that have gained in popularity since the mid-20th century. These instruments either produce sound by means of electronic oscillators or are amplified acoustic instruments. The sound produced by ensembles playing this type of instrument is distinctive. The rock ensemble is the best known, but rock musicians are by no means the only instrumentalists to employ electric instruments. For the composer, amplified or electric instruments pose certain problems. Balances can be achieved or ruined simply by turning an amplifier up or down. The timbres produced by rock ensembles and other groups employing electronics are unusual for a number of reasons. The electric guitar has such devices as reverberation controls, “wa-wa” pedals, and filters that enable the performer to change timbre radically in the middle of a performance. Composers since the early 1960s, being much concerned with colouristic possibilities of instruments, have found the electronic ones most attractive.
Vocal instrumentation
The largest quantity of literature in Western music has been written for the chorus. The choir, an instrument capable of great subtleties of colour, has been a favourite of composers for centuries. The range of most individual singing voices is rather limited. Choral singers, who usually have a limited amount of training, are capable of a range of about an octave and a fifth, which is considerably smaller than the range of individual instruments. Singers are usually not capable of singing wide leaps, that is to say, notes that are far apart in range. Great skill is required in the musical setting of the text in a choral work. Attention must be paid to the vocal qualities of vowel sounds as well as to the way in which the consonants are treated.
For centuries composers have been intrigued with the combination of voices and instruments, and many of the most important compositions in Western music have been written for chorus and orchestra. Almost every major composer of the past three centuries has written for choir and large instrumental ensembles.
The development of Western instrumentation
The development of the art of using instruments for their individual properties did not really begin in Western music until about 1600. The known history of musical instruments, however, has been traced back 40,000 years, although nothing is known about the music these early instruments produced. The Greeks left mostly musical theories and only a small amount of extant music. The Romans used instruments particularly in military bands, but, again, little is known of their specific use. The music of the Middle Ages and Renaissance was primarily vocal, although instruments were frequently used in compositions to accompany or reinforce the individual vocal line. Stringed, brass, woodwind, and percussion instruments were added not so much for their colouristic potential but because of their availability. Another practice in the Middle Ages was to make literal instrumental versions of vocal compositions, which, of course, has rather little in common with the modern art of instrumentation.
The Baroque period
Orchestration in a modern sense probably began in the 16th century with Giovanni Gabrieli, organist of St. Mark’s in Venice. He was the first composer to sometimes designate specific instruments for each part in a composition, as in his Sacrae symphoniae (1597). Claudio Monteverdi made important contributions to the art of orchestration. His opera Orfeo was first performed at Mantua in 1607 with an orchestra of about 40 instruments, including flutes, cornetts, trumpets, trombones, strings, and keyboard instruments. For the first time, a composer, in order to heighten certain dramatic moments, specified exactly which instruments were to be used.
The century after the first performance of Orfeo was characterized by a rise in the use of stringed instruments that were similar to the modern ones. Although that trend helped set the stage for the modern orchestra, it was not a period that made great strides in the art of orchestration: the prevalent practice of writing out only the melody and the bass line of a composition did not lend itself easily to creative scoring. By the end of the 17th century, however, the groundwork had been laid for new developments. Instruments and instrumentalists had improved steadily. Johann Sebastian Bach created works that occasionally exploited the colouristic capabilities of instruments but in a rather limited way. In some of Bach’s music the stringed instruments are played pizzicato, although this practice had already been employed by Monteverdi. Bach also wrote for muted strings. Wind instruments were treated occasionally for their special sounds, although more frequently they were simply employed on a musical line that their range happened to fit.
Handel, whose life covered the same period as Bach’s, had a keener sense of orchestral effect. He introduced the clarinet into his orchestra, although it was not to become standard until the 19th century, and in his operas Handel often used instrumental colour in a way that did not become common practice until much later. Jean-Philippe Rameau, the leading French composer of the 18th century, also contributed much to the development of orchestration. Rameau, like Handel, was principally famous as an opera composer, and the overtures and dances of his operas represent the most advanced uses of instruments during that period. Rameau was probably the first composer to treat each instrument of the orchestra as a separate entity, and he introduced interesting and unexpected passages for flutes, oboes, and bassoons.
By the middle of the 18th century the symphony orchestra was beginning to resemble the modern instrumental group, yet it was still considerably smaller. The orchestra at the court of Mannheim, Germany, consisted of 20 violins, four violas, four cellos, two double basses, two flutes, two oboes, two bassoons, four horns, one trumpet, and kettledrums. Baroque composers frequently could not count on a fixed orchestra and therefore had to write the various parts so that they could be played on more than one instrument. The contrapuntal style that prevailed from the time of Monteverdi until the mid-18th century usually meant simply assigning instruments to each line in a composition; the basic consideration was whether that line stayed within the range of the chosen instrument. The fixed personnel of such orchestras as the Mannheim group, therefore, freed the composers to experiment with the capabilities of the instruments within the group. Musical style was also changing, the contrapuntal style of the Baroque giving way to a style that relied more heavily on melodic invention supported by harmony.
One of the more important composers of the period between the Baroque and Classical eras was Johann Sebastian’s son, Carl Philipp Emanuel Bach. In C.P.E. Bach’s symphonies the strings become melodic instruments, and the winds—two flutes, two oboes, one or two bassoons, two horns—fill out chords and provide body to the orchestration.